RBA ReportandscoreRBA
ScoringisnotbasedsolelyonthenumberofNon-Conformances.Thenumberofconformanceandtotalnumberofquestionsarealsoincluded.Thenthepointdeductioncomesattheendofthescoringprocess.Belowisthedetailedscoringalgorithm:WeightingofFindings:
()
RBA ReportandscoreRBA
1. PriorityNonconformance = -20points
2. MajorNonconformance = -4points (system component is missing / ineffective) 3. MinorNonconformance = -1point (system component needs adjustment)
4. Risk of Nonconformance = 0point (system component is very weak or substantiating evidence not obtained/ available)
–in the new system, it is considered as conformance5. Conformance = 1 points (system component is complete and effective)
6. Not Reviewed = 1 points (assumes question not reviewed because it was previously found to be in conformance,forclosure audit or priority closure audit only)
\"Not Applicable\" questions are not included in the scoring
RBA ReportandscoreRBA
1. Priority(2. Major(3. Minor(
)= -20)= -4)= -1
(20
)
/
))
)= 0(
“
)= 1
(11
closure audit)”)
/
)
(4(1
4. Risk of nonconformance(—
5. Conformance(6. Not Reviewed(
closure audit
)= 1(priority
“”Example
Thescoringalgorithmis:
Score=200*(conformanceAC)/(applicableAC)-(20*prioritynon-conformanceAC-4*majornon-conformanceAC-minornon-conformanceAC)
OverallAuditScoreisbasedonthefollowingscoringrules:
Green:WeightedConformancescore>180
Yellow:WeightedConformancePercentageof>160and<180Red:
WeightedConformancescoreof<160
Example
200*(
-1*
)/(
)-20*
-4*
Green(Yellow(Red(
)))
180160160
180
Example
Example:TotalAC85(ApplicableAC82
85((
)8272
))
))))
ConformanceAC72
Prioritynon-conformance:1(1Majornon-conformance:4Minornon-conformance:3
(4(3
Riskofnon-conformance:2(2
Score=200*(72/82)-(20*1)-(4*4)-(3*1)=175.61-39=136.61=>137
Example
Score:
=200*positiveconformancequestions(includingnotreviewed)dividedbytotalapplicable question–20*numberofpriority–4*numberofmajor–1*numberofminorfindings.
*Positiveconformancequestions =conformanceplusnotreviewedquestions+RiskofNon-Conformance(notenotreviewedisnotapplicableininitialauditonlyinclosureaudit),thismeansininitialauditnumberofconformancequestions
*Totalapplicablequestions=totalnumberofquestionsminusnotapplicablequestions minusoutofscopequestions
••
Maximumnumberofapplicablequestions=85.A(27),B(23),C(12),D(8)andE(15)
Example
=200*
(
)/
-20*
-4*
-1*
*
Closure
)
=++(
*=-85(23)
-
A(27)BC(12)D(8)andE(15)
